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» Information Disclosure in accordance with the Central Bank of Russia Directive dated 02.08.2023 # 6496-U
Disclosure
of the information in accordance with the Central Bank
of Russia Directive dated 02.08.2023
# 6496-U
The points 1.9,8-10,13-15,20-21 and 28-34
of the Annex to the Directive are not applicable. The information disclosed
must be available before the day of all securities market participant licenses
cancellations.
|
NN |
The
information subject to disclosure. |
Reference
to the point of the
Annex to CBR Directive 6496-U |
Terms
for information disclosure |
Information/
sources |
Comments |
|
1. |
Full and short name of the professional securities market participant in
Russian and in foreign language if the name is bilingual. |
point 1.1 |
The information disclosed before must be available within 5 years since
the day of more recent disclosure. |
Full name: “Credit Agricole
Corporate and Investment Bank” Joint Stock Company Short name: Credit Agricole CIB AO |
Information is valid. Date of information disclosure -20.05.2016 in accordance with 3921-U |
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2. |
Licenses of professional activities on securities market numbers and
dates of issue |
point 1.2 |
The information disclosed
before the before the day of all securities market participant licenses
cancellations. |
Licenses of dealer activities on securities market № 178-03871-010000 issued 13- December, 2000 |
Electronic copies of all the licenses to exercise professional activities
on securities market |
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3. |
The tax identification number |
point 1.3 |
The information disclosed before must be available within 5 years since
the day of more recent disclosure. |
TIN: 7831000612 |
Information is valid. Date of information disclosure -20.05.2016 in accordance with 3921-U |
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4. |
PSRN number |
point 1.4 |
The information disclosed before must be available within 5 years since
the day of more recent disclosure. |
PSRN: 1027800000953 |
Information is valid. Date of information disclosure -20.05.2016 in accordance with 3921-U |
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5. |
Address of the professional securities market participant specified in
the Unified State Register of Russian Legal Entities |
point 1.5 |
The information disclosed before must be available within 5 years since
the day of more recent disclosure. |
Legal address: d. 1, str. 6, Bolshoy
Zlatoustinskiy per., int. ter. Basmanny municipal district, Moscow,
101000, Russian Federation |
Information is valid. Date of information disclosure -20.05.2016 in accordance with 3921-U |
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6. |
Phone number, fax number of the professional securities market
participant |
point 1.6 |
The information disclosed before must be available within 5 years since
the day of more recent disclosure. |
Phone number: 8 (495) 564 85 00 Fax: 8 (495)
564-85-25 |
Information is valid. Date of information disclosure -20.05.2016 in accordance with 3921-U |
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7. |
Official web sites
and accounts in social media of the professional
securities market participant |
point 1.7 |
The information disclosed before must be available within 5 years since
the day of more recent disclosure. |
WEB
site |
No grounds for information disclosure |
|
8. |
Official e-mail address of the professional securities
market participant |
point 1.7 |
The information disclosed before must be available within 5 years since
the day of more recent disclosure. |
General
e-mail: rus-ca-cib-info@ca-cib.com |
Information is valid. Date of information disclosure -20.05.2016 in accordance with 3921-U |
|
9. |
Surnames,
name sand patronymic (if exist) and professional experience of the members of
the Board , Controller, Heads of RPC,
IGE and Units involving into securities market operations maintenance of the professional securities market participant |
Point 2 |
The information disclosed before must be available within 5 years since
the day of more recent disclosure. |
Not disclosure information |
|
|
10. |
Information of suspension/renewal of the licenses with the dates and
reasons of suspension/renewal |
points 3 and 4 |
The information disclosed
before the before the day Central Bank of Russia decision issued. |
No grounds for information disclosure |
|
|
11. |
Information regarding the decision of securities market participant to
notify the Central Bank of Russia about license cancellation |
point 5 |
Within 10 working day after sending notification to Central Bank of Russia
and the day Central Bank of Russia decision issued. |
No grounds for information disclosure |
|
|
12. |
Information about the licenses' cancelation |
point 6 |
The information disclosed before the before the day Central Bank of Russia
decision issued. |
On 28.09.2022 the Central Bank
of Russian Federation took a decision for cancellation of license for
depository activities No. 178-03963-000100 dated December 15, 2000 and
license for brokerage activity No. 178-03810- 100000 dated December 13,
2000 Notification |
Date of information disclosure- 29.09.2022, validity period- 5 years since the date of disclosure |
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13. |
SRO memberships information |
point 7 |
During the whole term of membership in SRO and 5 days after membership
approving/ cancellation. The information disclosed before must be available within 5 years since
the day of more recent disclosure. |
Self-regulatory organization
«National Finance Association» until 07.11.2023 Self-regulatory organization
«National Associations of Securities Market Participants»
-from 21.06.2023 |
Date of information disclosure- 23.06.2023, 08.11.2023 |
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14. |
Information about the SRO standards applied by the securities market
participant in its activities |
point 11 |
During the whole term of membership in SRO and 5 days after membership
approving/ cancellation. |
Date of information disclosure-23.06.2023 |
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15. |
Financial reporting, equity calculation, audit confirmation (if
available) |
points 16-19 |
The information disclosed before must be available within 5 years since
the day of more recent disclosure |
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16 |
Template of the brokerage agreement |
point 12 |
The information disclosed before must be available within 5 years since
the day of more recent disclosure. |
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|
17 |
Template of the custodian agreement |
point 12 |
The information disclosed before must be available within 5 years since
the day of more recent disclosure. |
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18. |
Information on the issues with software used by the professional
securities market participant which resulted in activity failure or
constraints. |
point 22-23 |
The information disclosed 1 hour
after the issue occurring and must be available within 5 years since the day
of more recent disclosure. |
No grounds for information disclosure |
|
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19. |
Information on activity resumption after software issues, resulted in
failure or constraints of the activity of the professional securities market
participant. |
point 24- 25 |
Within 10 working day since the software recovery |
No grounds for information disclosure |
|
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20. |
Information on significant court hearings, which can result in a
considerable impact on financial standing of the Bank as professional
securities market participant. |
point 26 |
The information disclosed 2 days after
decision receiving and must be available within 5 years since the day
of more recent disclosure. |
No grounds for information disclosure |
|
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21. |
Information about bankruptcy cases |
point 27 |
The information disclosed 2 days after
decision receiving and must be available within 5 years since the day
of more recent disclosure |
No grounds for information disclosure |
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22. |
List of clearing organizations having agreements signed with the Bank |
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Unlimited |
National Settlement Depository, National Clearing Center AO |
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23. |
List of trade organizers, including foreign ones, where the Bank
participates |
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Unlimited |
Moscow Exchange, PAO |